Pendleton Financial, LLC
● SEC registered since 2023CRD 325303SEC# 801-127988Raleigh, NC
Reg. AUM
$160M
Employees
4
Accounts
365
Location
Raleigh, NC
Pendleton Financial, LLC assets under management
Pendleton Financial, LLC is a registered investment adviser overseen by the SEC based in Raleigh, NC. The firm has been registered since 2023. It reports $160 million in regulatory assets under management and employs 4 people.
Pendleton Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gray Ellis Pendleton Control | President, Ceo, Managing Member & Cco | Over 75% | 2023 |
Frequently asked questions
How much does Pendleton Financial, LLC manage?
Pendleton Financial, LLC reports $160 million in regulatory assets under management on its Form ADV.
How many employees does Pendleton Financial, LLC have?
Pendleton Financial, LLC reports 4 employees.
Where is Pendleton Financial, LLC located?
Pendleton Financial, LLC is based in Raleigh, NC and has been SEC-registered since 2023.
Does Pendleton Financial, LLC disclose fund performance?
Pendleton Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2607 Oberlin Road, Suite 100, Raleigh, NC 27608 |
| Phone | 919-781-4167 |
| Fax | N/A |
| Office hours | 9:00 A.M To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$160M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$160Mregulatory AUM
Discretionary $160M