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Penney Financial, LLC

● SEC registered since 2021CRD 282084SEC# 801-122353Houston, TX
Export (members)
Reg. AUM
$303.5M
Employees
3
Accounts
465
Location
Houston, TX

Penney Financial, LLC assets under management

Penney Financial, LLC is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2021. It reports $303.5 million in regulatory assets under management and employs 3 people.

Penney Financial, LLC owners & executives

1 reported
NameTitleOwnershipSince
Cameron John Penney ControlCco/Managing DirectorOver 75%2015

Frequently asked questions

How much does Penney Financial, LLC manage?

Penney Financial, LLC reports $303.5 million in regulatory assets under management on its Form ADV.

How many employees does Penney Financial, LLC have?

Penney Financial, LLC reports 3 employees.

Where is Penney Financial, LLC located?

Penney Financial, LLC is based in Houston, TX and has been SEC-registered since 2021.

Does Penney Financial, LLC disclose fund performance?

Penney Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address825 Town and Country Lane, 12th Fl, Houston, TX 77024-4563
Phone713-300-5165
Office hoursBy Appointment Only
SEC regionFort Worth Regional Office (FWRO)
CIK2049857
Discloses disciplinary historyNo

Regulatory AUM

$303.5M▲ 29%
Mar '25 — $236.1MApr '25 — $236.1MMay '25 — $236.1MJun '25 — $236.1MJul '25 — $236.1MAug '25 — $236.1MSep '25 — $236.1MOct '25 — $236.1MNov '25 — $236.1MDec '25 — $236.1MJan '26 — $236.1MFeb '26 — $236.1MMar '26 — $303.5MApr '26 — $303.5MMay '26 — $303.5MJun '26 — $303.5M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$303.5Mregulatory AUM
Discretionary $303.5M