Penobscot Wealth Management
● SEC registered since 2017CRD 286211SEC# 801-108988Portland, ME
Reg. AUM
$544.5M
Employees
12
Accounts
1,811
Location
Portland, ME
Penobscot Wealth Management assets under management
Penobscot Wealth Management is a registered investment adviser overseen by the SEC based in Portland, ME. The firm has been registered since 2017. It reports $544.5 million in regulatory assets under management and employs 12 people.
Penobscot Wealth Management owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Craig Arthur Joncas Control | Chief Executive Officer & Chief Compliance Officer | 25-50% | 2020 |
| James Edgar Bradley Control | Chief Investment Officer | 50-75% | 2020 |
Frequently asked questions
How much does Penobscot Wealth Management manage?
Penobscot Wealth Management reports $544.5 million in regulatory assets under management on its Form ADV.
How many employees does Penobscot Wealth Management have?
Penobscot Wealth Management reports 12 employees.
Where is Penobscot Wealth Management located?
Penobscot Wealth Management is based in Portland, ME and has been SEC-registered since 2017.
Does Penobscot Wealth Management disclose fund performance?
Penobscot Wealth Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Monument Square, Suite 501, Portland, ME 04101 |
| Phone | (207) 990-1901 |
| Fax | 877-369-2947 |
| Office hours | By Appointment |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1875768 |
| Discloses disciplinary history | No |
Regulatory AUM
$544.5M▲ 25%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$544.5Mregulatory AUM
Discretionary $544MNon-discretionary $507K