Penso Advisors, LLC
● SEC registered since 2012CRD 158297SEC# 801-74297New York, NY
Ranks #2,920 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.06B
Fund GAV
$42.1M
Private funds
1
Employees
10
Accounts
8
Location
New York, NY
Penso Advisors, LLC assets under management
Penso Advisors, LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2012. It reports $1.1 billion in regulatory assets under management and employs 10 people. Penso Advisors, LLC manages 1 private fund with combined gross assets of $42.1 million, including Penso Fund Platform Spc- Segregated Portfolio Nca #14. By regulatory assets, it ranks 2,920 of 6,004 private fund managers.
Penso Advisors, LLC private funds
1 funds · $42.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Penso Fund Platform Spc- Segregated Portfolio Nca #14 | Hedge | $42.1M | $100K |
Penso Advisors, LLC owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ari Bergmann Control | Principal | Under 5% | 2010 |
| Jaime Shechter Control | Chief Operating Officer | Under 5% | 2010 |
| Leigh Victoria Waxman | Chief Compliance Officer | Under 5% | 2016 |
See all 14 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Penso Advisors, LLC manage?
Penso Advisors, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.
How many private funds does Penso Advisors, LLC manage?
Penso Advisors, LLC manages 1 private funds with combined gross assets of $42.1 million.
How many employees does Penso Advisors, LLC have?
Penso Advisors, LLC reports 10 employees.
Where is Penso Advisors, LLC located?
Penso Advisors, LLC is based in New York, NY and has been SEC-registered since 2012.
Does Penso Advisors, LLC disclose fund performance?
Penso Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 780 Third Avenue, 12th Floor, New York, NY 10017 |
| Phone | 212-688-8800 |
| Fax | 212-688-8809 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1806420 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.06B▼ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
AUM vs fund managersTop 49%
Larger than 51% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$1.06Bregulatory AUM
Discretionary $61.2MNon-discretionary $1B