Pentegra Investors, Inc.
● SEC registered since 1990CRD 111503SEC# 801-36893Shelton, CT
Ranks #1,237 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$5.6B
Fund GAV
$4.1M
Private funds
1
Employees
13
Accounts
250
Location
Shelton, CT
Pentegra Investors, Inc. assets under management
Pentegra Investors, Inc. is a registered investment adviser overseen by the SEC based in Shelton, CT. The firm has been registered since 1990. It reports $5.6 billion in regulatory assets under management and employs 13 people. Pentegra Investors, Inc. manages 1 private fund with combined gross assets of $4.1 million, including Pentegra Co-Invest 2017-1 LLC. By regulatory assets, it ranks 1,237 of 6,030 private fund managers.
Pentegra Investors, Inc. private funds
1 funds · $4.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Pentegra Co-Invest 2017-1 LLC | Other Private | $4.1M | — |
Pentegra Investors, Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles S Sorrentino Control | Chief Financial Officer | Under 5% | 2012 |
| Eric Hans Wietsma Control | Director | Under 5% | 2023 |
| Kevin O Finnegan Control | Svp, General Counsel | Under 5% | 2023 |
| Lars Gerhard Ernst Control | Chief Compliance Officer | Under 5% | 2015 |
| Pentegra Services, Inc. Control | Parent | Over 75% | 2008 |
| Scott Mitchell Stone Control | President, Chief Investment Officer | Under 5% | 2011 |
| Pentegra Defined Benefit Plan for Financial Institutions Control | Shareholder | Over 75% | 2008 |
Frequently asked questions
How much does Pentegra Investors, Inc. manage?
Pentegra Investors, Inc. reports $5.6 billion in regulatory assets under management on its Form ADV.
How many private funds does Pentegra Investors, Inc. manage?
Pentegra Investors, Inc. manages 1 private funds with combined gross assets of $4.1 million.
How many employees does Pentegra Investors, Inc. have?
Pentegra Investors, Inc. reports 13 employees.
Where is Pentegra Investors, Inc. located?
Pentegra Investors, Inc. is based in Shelton, CT and has been SEC-registered since 1990.
Does Pentegra Investors, Inc. disclose fund performance?
Pentegra Investors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2 Enterprise Drive, Suite 408, Shelton, CT 06484-4657 |
| Phone | (800) 872-3473 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$5.6B▲ 2%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 12%
Larger than 88% of 16,306 advisers
AUM vs fund managersTop 20%
Larger than 80% of 6,030 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 34%
More than 66% of 16,824 advisers
Assets under management
$5.6Bregulatory AUM
Discretionary $3.25BNon-discretionary $2.35B
Service providers
Auditor
Administrator