Personal Financial Profiles Inc
● SEC registered since 2013CRD 109327SEC# 801-78068Coral Springs, FL
Reg. AUM
$335.3M
Employees
2
Accounts
369
Location
Coral Springs, FL
Personal Financial Profiles Inc assets under management
Personal Financial Profiles Inc is a registered investment adviser overseen by the SEC based in Coral Springs, FL. The firm has been registered since 2013. It reports $335.3 million in regulatory assets under management and employs 2 people.
Personal Financial Profiles Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Michael Maggio Control | President And Chief Compliance Officer | Over 75% | 2013 |
| Frank Thomas Pugliese Control | Chairman-Emeritus | Under 5% | 1991 |
Frequently asked questions
How much does Personal Financial Profiles Inc manage?
Personal Financial Profiles Inc reports $335.3 million in regulatory assets under management on its Form ADV.
How many employees does Personal Financial Profiles Inc have?
Personal Financial Profiles Inc reports 2 employees.
Where is Personal Financial Profiles Inc located?
Personal Financial Profiles Inc is based in Coral Springs, FL and has been SEC-registered since 2013.
Does Personal Financial Profiles Inc disclose fund performance?
Personal Financial Profiles Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10100 W. Sample Road, Suite 300, Coral Springs, FL 33065 |
| Phone | 954-755-8647 |
| Fax | 954-755-6863 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$335.3M▲ 14%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 59%
Larger than 41% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$335.3Mregulatory AUM
Discretionary $333.9MNon-discretionary $1.4M