Phase 3 Capital Management LLC
● SEC registered since 2018CRD 294408SEC# 801-113155Boca Raton, FL
Ranks #1,925 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$2.54B
Fund GAV
$166.6M
Private funds
2
Employees
9
Accounts
6
Location
Boca Raton, FL
Phase 3 Capital Management LLC assets under management
Phase 3 Capital Management LLC is an SEC-registered investment adviser based in Boca Raton, FL. The firm has been registered since 2018. It reports $2.5 billion in regulatory assets under management and employs 9 people. Phase 3 Capital Management LLC manages 2 private funds with combined gross assets of $166.6 million, including Phase3 Global Rates Fund LLC. By regulatory assets, it ranks 1,925 of 6,004 private fund managers.
Phase 3 Capital Management LLC private funds
2 funds · $166.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Phase3 Global Rates Fund LLC | Hedge | $160M | $1M |
| Phase3 Systematic Opportunity Fund | Hedge | $6.6M | $1M |
Phase 3 Capital Management LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Eric Matthew White Control | Chief Financial Officer / Chief Compliance Officer | Under 5% | 2019 |
| Ethan Scott Youderian Control | Founder, Chief Investment Officer, And Chief Executive Officer | Under 5% | 2018 |
| Karim Said Alwan Control | Portfolio Manager, And Founding Principal | Under 5% | 2018 |
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Phase 3 Capital Management LLC manage?
Phase 3 Capital Management LLC reports $2.5 billion in regulatory assets under management on its Form ADV.
How many private funds does Phase 3 Capital Management LLC manage?
Phase 3 Capital Management LLC manages 2 private funds with combined gross assets of $166.6 million.
How many employees does Phase 3 Capital Management LLC have?
Phase 3 Capital Management LLC reports 9 employees.
Where is Phase 3 Capital Management LLC located?
Phase 3 Capital Management LLC is based in Boca Raton, FL and has been SEC-registered since 2018.
Does Phase 3 Capital Management LLC disclose fund performance?
Phase 3 Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6501 Congress Avenue, Suite 220, Boca Raton, FL 33487 |
| Phone | 312-858-3800 |
| Office hours | 08:00 a.m. - 05:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.54B▼ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 19%
Larger than 81% of 16,271 advisers
AUM vs fund managersTop 32%
Larger than 68% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$2.54Bregulatory AUM
Discretionary $2.54B
Service providers
Auditor
Prime broker
Custodian
Administrator