Phase III Advisory Services, Ltd
● SEC registered since 2005CRD 122959SEC# 801-63806Buffalo Grove, IL
Reg. AUM
$210.9M
Employees
3
Accounts
1,400
Location
Buffalo Grove, IL
Phase III Advisory Services, Ltd assets under management
Phase III Advisory Services, Ltd is a registered investment adviser overseen by the SEC based in Buffalo Grove, IL. The firm has been registered since 2005. It reports $210.9 million in regulatory assets under management and employs 3 people.
Phase III Advisory Services, Ltd owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John William Bever Control | President/Chief Compliance Officer | Over 75% | 1984 |
Frequently asked questions
How much does Phase III Advisory Services, Ltd manage?
Phase III Advisory Services, Ltd reports $210.9 million in regulatory assets under management on its Form ADV.
How many employees does Phase III Advisory Services, Ltd have?
Phase III Advisory Services, Ltd reports 3 employees.
Where is Phase III Advisory Services, Ltd located?
Phase III Advisory Services, Ltd is based in Buffalo Grove, IL and has been SEC-registered since 2005.
Does Phase III Advisory Services, Ltd disclose fund performance?
Phase III Advisory Services, Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1110 W. Lake Cook Rd, Suite 265, Buffalo Grove, IL 60089 |
| Phone | 847-520-5545 |
| Fax | 847-773-0054 |
| Office hours | 8:30 a.m. To 4:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$210.9M▲ 30%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$210.9Mregulatory AUM
Discretionary $157.7MNon-discretionary $53.2M