Plan Life & Wealth Management, Inc.
● SEC registered since 2018CRD 44960SEC# 801-112596Fresno, CA
Reg. AUM
$195.4M
Employees
6
Accounts
817
Location
Fresno, CA
Plan Life & Wealth Management, Inc. assets under management
Plan Life & Wealth Management, Inc. is an SEC-registered investment adviser based in Fresno, CA. The firm has been registered since 2018. It reports $195.4 million in regulatory assets under management and employs 6 people.
Plan Life & Wealth Management, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Isaac Ellsworth Halls | Vice-President, Sales/Director | 10-25% | 2021 |
| Joel Robert Hooper | Secretary | 10-25% | 2023 |
| John Robert Hooper Control | President/Chief Compliance Officer/Cfo/Director | Over 75% | 1993 |
Frequently asked questions
How much does Plan Life & Wealth Management, Inc. manage?
Plan Life & Wealth Management, Inc. reports $195.4 million in regulatory assets under management on its Form ADV.
How many employees does Plan Life & Wealth Management, Inc. have?
Plan Life & Wealth Management, Inc. reports 6 employees.
Where is Plan Life & Wealth Management, Inc. located?
Plan Life & Wealth Management, Inc. is based in Fresno, CA and has been SEC-registered since 2018.
Does Plan Life & Wealth Management, Inc. disclose fund performance?
Plan Life & Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9 E River Park Pl E, Suite 440, Fresno, CA 93720-1530 |
| Phone | 559-433-1110 |
| Fax | 559-433-1102 |
| Office hours | 8:00 a.m. To 4:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$195.4M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 75%
Larger than 25% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$195.4Mregulatory AUM
Discretionary $194.8MNon-discretionary $637K