Plan Life & Wealth Management, Inc.
● SEC registered since 2018CRD 44960SEC# 801-112596Fresno, CA
Reg. AUM
$195.4M
Employees
6
Accounts
817
Location
Fresno, CA
About Plan Life & Wealth Management
Plan Life & Wealth Management is associated with Plan Financial, which aligns wealth with life for individuals, families, and communities. It offers investment advisory and institutional services that aim to maximize profitability and empower employees.
Summary based on the firm’s website.
Plan Life & Wealth Management, Inc. assets under management
Plan Life & Wealth Management, Inc. is an SEC-registered investment adviser based in Fresno, CA. The firm has been registered since 2018. It reports $195.4 million in regulatory assets under management and employs 6 people.
Plan Life & Wealth Management, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Isaac Ellsworth Halls | Vice-President, Sales/Director | 10-25% | 2021 |
| Joel Robert Hooper | Secretary | 10-25% | 2023 |
| John Robert Hooper Control | President/Chief Compliance Officer/Cfo/Director | Over 75% | 1993 |
Frequently asked questions
How much does Plan Life & Wealth Management, Inc. manage?
Plan Life & Wealth Management, Inc. reports $195.4 million in regulatory assets under management on its Form ADV.
How many employees does Plan Life & Wealth Management, Inc. have?
Plan Life & Wealth Management, Inc. reports 6 employees.
Where is Plan Life & Wealth Management, Inc. located?
Plan Life & Wealth Management, Inc. is based in Fresno, CA and has been SEC-registered since 2018.
Does Plan Life & Wealth Management, Inc. disclose fund performance?
Plan Life & Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9 E River Park Pl E, Suite 440, Fresno, CA 93720-1530 |
| Phone | 559-433-1110 |
| Fax | 559-433-1102 |
| Office hours | 8:00 a.m. To 4:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$195.4M▲ 8%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 75%
Larger than 25% of 16,369 advisers
EmployeesTop 56%
More than 44% of 16,804 advisers
Assets under management
$195.4Mregulatory AUM
Discretionary $194.8MNon-discretionary $637K