Planmember Securities Corporation
● SEC registered since 1991CRD 11869SEC# 801-39177Carpinteria, CA
Reg. AUM
$10.12B
Employees
429
Accounts
69,645
Location
Carpinteria, CA
Planmember Securities Corporation assets under management
Planmember Securities Corporation is an investment advisory firm registered with the SEC based in Carpinteria, CA. The firm has been registered since 1991. It reports $10.1 billion in regulatory assets under management and employs 429 people.
Planmember Securities Corporation owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Byron Francis Bowman | Chief Legal Officer & Secretary | Under 5% | 2014 |
| Jon Michael Ziehl Control | President | Under 5% | 1984 |
| Planmember Financial Corporation | Owner | Over 75% | 1991 |
| Sean Patrick Haley | Chief Compliance Officer | Under 5% | 2019 |
| Steven R Hanson Control | Chief Financial Officer / Finops | Under 5% | 2024 |
| Terrall Joseph Janeway Control | Evp/Chief Operating Officer | Under 5% | 2022 |
| Equitable Distribution Holding Corporation Control | Shareholder Series E Preferred | 25-50% | 2013 |
| Equitable Financial Services, LLC Control | Shareholder | Over 75% | 2002 |
| Equitable Holdings Inc. Control | Member | Over 75% | 2018 |
| Jon Michael Ziehl Control | President | Over 75% | 1984 |
Frequently asked questions
How much does Planmember Securities Corporation manage?
Planmember Securities Corporation reports $10.1 billion in regulatory assets under management on its Form ADV.
How many employees does Planmember Securities Corporation have?
Planmember Securities Corporation reports 429 employees.
Where is Planmember Securities Corporation located?
Planmember Securities Corporation is based in Carpinteria, CA and has been SEC-registered since 1991.
Does Planmember Securities Corporation disclose fund performance?
Planmember Securities Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6267 Carpinteria Avenue, Carpinteria, CA 93013 |
| Phone | 805-684-1199 |
| Fax | 805-684-3500 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$10.12B▲ 22%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 8%
Larger than 92% of 16,306 advisers
EmployeesTop 2%
More than 98% of 16,824 advisers
Assets under management
$10.12Bregulatory AUM
Discretionary $10.12B