Planned Financial Services, LLC
● SEC registered since 2017CRD 112879SEC# 801-110086Cleveland, OH
Reg. AUM
$472.5M
Employees
13
Accounts
834
Location
Cleveland, OH
Planned Financial Services, LLC assets under management
Planned Financial Services, LLC is a registered investment adviser overseen by the SEC based in Cleveland, OH. The firm has been registered since 2017. It reports $472.5 million in regulatory assets under management and employs 13 people.
Planned Financial Services, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Frank Fantozzi Control | President, Chief Compliance Officer | Over 75% | 1994 |
| Joseph Michael Rogers | Chief Operating Officer | Under 5% | 2023 |
Frequently asked questions
How much does Planned Financial Services, LLC manage?
Planned Financial Services, LLC reports $472.5 million in regulatory assets under management on its Form ADV.
How many employees does Planned Financial Services, LLC have?
Planned Financial Services, LLC reports 13 employees.
Where is Planned Financial Services, LLC located?
Planned Financial Services, LLC is based in Cleveland, OH and has been SEC-registered since 2017.
Does Planned Financial Services, LLC disclose fund performance?
Planned Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7000 Fitzwater Road, Suite 300, Cleveland, OH 44141 |
| Phone | 440-740-0130 |
| Fax | 440-740-0339 |
| Office hours | 8:30 a.m. To 5:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$472.5M▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 49%
Larger than 51% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$472.5Mregulatory AUM
Discretionary $412.8MNon-discretionary $59.7M