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Planning Directions, Inc.

● SEC registered since 2004CRD 120131SEC# 801-62686Glen Mills, PA
Export (members)
Reg. AUM
$542.4M
Employees
8
Accounts
1,431
Location
Glen Mills, PA

Planning Directions, Inc. assets under management

Planning Directions, Inc. is a registered investment adviser overseen by the SEC based in Glen Mills, PA. The firm has been registered since 2004. It reports $542.4 million in regulatory assets under management and employs 8 people.

Planning Directions, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Matthew Scott Ellis ControlPresident And Chief Compliance Officer50-75%2023
William Francis Muller ControlChief Executive Officer50-75%2023

Frequently asked questions

How much does Planning Directions, Inc. manage?

Planning Directions, Inc. reports $542.4 million in regulatory assets under management on its Form ADV.

How many employees does Planning Directions, Inc. have?

Planning Directions, Inc. reports 8 employees.

Where is Planning Directions, Inc. located?

Planning Directions, Inc. is based in Glen Mills, PA and has been SEC-registered since 2004.

Does Planning Directions, Inc. disclose fund performance?

Planning Directions, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address239 Baltimore Pike, Glen Mills, PA 19342-1127
Phone610-361-0865
Fax610-361-0869
Office hours8:00 a.m.-5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK821103
Discloses disciplinary historyNo

Regulatory AUM

$542.4M▲ 12%
Mar '25 — $486.1MApr '25 — $486.1MMay '25 — $486.1MJun '25 — $486.1MJul '25 — $486.1MAug '25 — $486.1MSep '25 — $486.1MOct '25 — $486.1MNov '25 — $486.1MDec '25 — $486.1MJan '26 — $486.1MFeb '26 — $542.4MMar '26 — $542.4MApr '26 — $542.4MMay '26 — $542.4MJun '26 — $542.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers

Assets under management

$542.4Mregulatory AUM
Discretionary $499.6MNon-discretionary $42.9M