Planwiser Financial, LLC
● SEC registered since 2024CRD 331675SEC# 801-130873Colorado Springs, CO
Reg. AUM
$169.1M
Employees
4
Accounts
887
Location
Colorado Springs, CO
Planwiser Financial, LLC assets under management
Planwiser Financial, LLC is a registered investment adviser overseen by the SEC based in Colorado Springs, CO. The firm has been registered since 2024. It reports $169.1 million in regulatory assets under management and employs 4 people.
Planwiser Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joel Robert Top Control | President & Cco | Over 75% | 2019 |
Frequently asked questions
How much does Planwiser Financial, LLC manage?
Planwiser Financial, LLC reports $169.1 million in regulatory assets under management on its Form ADV.
How many employees does Planwiser Financial, LLC have?
Planwiser Financial, LLC reports 4 employees.
Where is Planwiser Financial, LLC located?
Planwiser Financial, LLC is based in Colorado Springs, CO and has been SEC-registered since 2024.
Does Planwiser Financial, LLC disclose fund performance?
Planwiser Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3710 Sinton Road, Suite 100, Colorado Springs, CO 80907 |
| Phone | 719-822-0808 |
| Office hours | 8a.m.-4:30p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$169.1M▲ 26%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$169.1Mregulatory AUM
Discretionary $157.8MNon-discretionary $11.4M