Plotkin Financial Advisors, LLC
● SEC registered since 2015CRD 127635SEC# 801-85168Chevy Chase, MD
Reg. AUM
$255.9M
Employees
4
Accounts
710
Location
Chevy Chase, MD
Plotkin Financial Advisors, LLC assets under management
Plotkin Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in Chevy Chase, MD. The firm has been registered since 2015. It reports $255.9 million in regulatory assets under management and employs 4 people.
Plotkin Financial Advisors, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erich Michael Imphong Control | President | Under 5% | 2024 |
| Kristi Leigh Murphy Control | Chief Compliance Officer/Executive Vp- Client Operations | Under 5% | 2021 |
| Oceanview Consultants, LLC Control | Owner | Over 75% | 2024 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Plotkin Financial Advisors, LLC manage?
Plotkin Financial Advisors, LLC reports $255.9 million in regulatory assets under management on its Form ADV.
How many employees does Plotkin Financial Advisors, LLC have?
Plotkin Financial Advisors, LLC reports 4 employees.
Where is Plotkin Financial Advisors, LLC located?
Plotkin Financial Advisors, LLC is based in Chevy Chase, MD and has been SEC-registered since 2015.
Does Plotkin Financial Advisors, LLC disclose fund performance?
Plotkin Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8401 Connecticut Avenue, Suite 401, Chevy Chase, MD 20815-5833 |
| Phone | 301-907-9790 |
| Fax | 301-907-9793 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 1826394 |
| Discloses disciplinary history | No |
Regulatory AUM
$255.9M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 67%
Larger than 33% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$255.9Mregulatory AUM
Discretionary $255.9M