Plum Pointe Wealth Management, LLC
● SEC registered since 2024CRD 332618SEC# 801-131283Providence, RI
Reg. AUM
$104.7M
Employees
3
Accounts
386
Location
Providence, RI
Plum Pointe Wealth Management, LLC assets under management
Plum Pointe Wealth Management, LLC operates as an SEC-registered investment adviser based in Providence, RI. The firm has been registered since 2024. It reports $104.7 million in regulatory assets under management and employs 3 people.
Plum Pointe Wealth Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Scott Dunckley Control | President And Chief Compliance Officer | Under 5% | 2024 |
| Plum Pointe Wealth Management, Ltd Control | Member | 50-75% | 2024 |
| Brian Scott Dunckley Control | President | Over 75% | 2016 |
Frequently asked questions
How much does Plum Pointe Wealth Management, LLC manage?
Plum Pointe Wealth Management, LLC reports $104.7 million in regulatory assets under management on its Form ADV.
How many employees does Plum Pointe Wealth Management, LLC have?
Plum Pointe Wealth Management, LLC reports 3 employees.
Where is Plum Pointe Wealth Management, LLC located?
Plum Pointe Wealth Management, LLC is based in Providence, RI and has been SEC-registered since 2024.
Does Plum Pointe Wealth Management, LLC disclose fund performance?
Plum Pointe Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 225 Dyer Street, Fl 2, Providence, RI 02903 |
| Phone | 401-228-8258 |
| Office hours | 401-228-8258 |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$104.7M▼ 49%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$104.7Mregulatory AUM
Discretionary $99.9MNon-discretionary $4.8M