Polus Capital Management (US) Inc.
● SEC registered since 2023CRD 323283SEC# 801-129156New York, NY
Ranks #2,795 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.18B
Fund GAV
$1.18B
Private funds
3
Employees
18
Accounts
3
Location
New York, NY
Polus Capital Management (US) Inc. assets under management
Polus Capital Management (US) Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2023. It reports $1.2 billion in regulatory assets under management and employs 18 people. Polus Capital Management (US) Inc. manages 3 private funds with combined gross assets of $1.2 billion, including Polus US CLO II Ltd. By regulatory assets, it ranks 2,795 of 6,004 private fund managers.
Polus Capital Management (US) Inc. private funds
3 funds · $1.18B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Polus US CLO II Ltd. | Securitized Asset | $409M | $250K |
| Polus US CLO I Ltd. | Securitized Asset | $408.9M | $250K |
| Polus US CLO III Ltd. | Securitized Asset | $365.4M | $250K |
Polus Capital Management (US) Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Annalisa Nmn Rotunno Control | Director | Under 5% | 2024 |
| David Dae Kim Control | Director | Under 5% | 2023 |
| Frank Goasguen Control | Director | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Polus Capital Management (US) Inc. manage?
Polus Capital Management (US) Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.
How many private funds does Polus Capital Management (US) Inc. manage?
Polus Capital Management (US) Inc. manages 3 private funds with combined gross assets of $1.2 billion.
How many employees does Polus Capital Management (US) Inc. have?
Polus Capital Management (US) Inc. reports 18 employees.
Where is Polus Capital Management (US) Inc. located?
Polus Capital Management (US) Inc. is based in New York, NY and has been SEC-registered since 2023.
Does Polus Capital Management (US) Inc. disclose fund performance?
Polus Capital Management (US) Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 152 West 57th Street, Floor 24n, New York, NY 10019 |
| Phone | 646-653-2389 |
| Office hours | 9:00a.m.-5.30p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.18B▲ 133%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
AUM vs fund managersTop 47%
Larger than 53% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 26%
More than 74% of 16,825 advisers
Assets under management
$1.18Bregulatory AUM
Discretionary $1.18B
Service providers
Custodian