Prentice Wealth Management LLC
● SEC registered since 2012CRD 160052SEC# 801-76490Rochester, NY
Reg. AUM
$567.5M
Employees
14
Accounts
1,034
Location
Rochester, NY
Prentice Wealth Management LLC assets under management
Prentice Wealth Management LLC is an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 2012. It reports $567.5 million in regulatory assets under management and employs 14 people.
Prentice Wealth Management LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Shawn Stephen Tesoro Control | Chief Investment Officer / Part Owner | 25-50% | 2018 |
| William James Prentice Control | Chief Compliance Officer / Managing Member | Over 75% | 2012 |
Frequently asked questions
How much does Prentice Wealth Management LLC manage?
Prentice Wealth Management LLC reports $567.5 million in regulatory assets under management on its Form ADV.
How many employees does Prentice Wealth Management LLC have?
Prentice Wealth Management LLC reports 14 employees.
Where is Prentice Wealth Management LLC located?
Prentice Wealth Management LLC is based in Rochester, NY and has been SEC-registered since 2012.
Does Prentice Wealth Management LLC disclose fund performance?
Prentice Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1150 Penfield Rd., Rochester, NY 14625 |
| Phone | 585-218-0001 |
| Fax | 585-218-0097 |
| Office hours | 8:30 - 4:30 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$567.5M▲ 21%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$567.5Mregulatory AUM
Discretionary $550.3MNon-discretionary $17.2M