Prescott Group Capital Management L.L.C.
● SEC registered since 2001CRD 115220SEC# 801-60650Tulsa, OK
Ranks #2,689 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.3B
Fund GAV
$1.09B
Private funds
3
Employees
6
Accounts
5
Location
Tulsa, OK
Prescott Group Capital Management L.L.C. assets under management
Prescott Group Capital Management L.L.C. is an SEC-registered investment adviser based in Tulsa, OK. The firm has been registered since 2001. It reports $1.3 billion in regulatory assets under management and employs 6 people. Prescott Group Capital Management L.L.C. manages 3 private funds with combined gross assets of $1.1 billion, including Prescott Group Aggressive Small Cap Master Fund, G.p,. By regulatory assets, it ranks 2,689 of 6,004 private fund managers.
Prescott Group Capital Management L.L.C. private funds
3 funds · $1.09B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Prescott Group Aggressive Small Cap Master Fund, G.p,. | Hedge | $638.5M | $400K |
| Prescott Group Aggressive Mid Cap, L.P. | Hedge | $436.9M | $400K |
| Prescott Group Tradition Fund, L.P. | Hedge | $17.4M | $250K |
Prescott Group Capital Management L.L.C. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Richard Walters Control | Chief Compliance Officer | Under 5% | 2024 |
| Matthew Nicholas Dunham Control | President | Under 5% | 2024 |
| Pgcm Inc. Control | Member | Over 75% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Prescott Group Capital Management L.L.C. manage?
Prescott Group Capital Management L.L.C. reports $1.3 billion in regulatory assets under management on its Form ADV.
How many private funds does Prescott Group Capital Management L.L.C. manage?
Prescott Group Capital Management L.L.C. manages 3 private funds with combined gross assets of $1.1 billion.
How many employees does Prescott Group Capital Management L.L.C. have?
Prescott Group Capital Management L.L.C. reports 6 employees.
Where is Prescott Group Capital Management L.L.C. located?
Prescott Group Capital Management L.L.C. is based in Tulsa, OK and has been SEC-registered since 2001.
Does Prescott Group Capital Management L.L.C. disclose fund performance?
Prescott Group Capital Management L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1924 S. Utica Ave, Suite 1120, Tulsa, OK 74104 |
| Phone | 918-747-3412 |
| Fax | 918-742-7303 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1166152 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.3B▲ 51%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 29%
Larger than 71% of 16,271 advisers
AUM vs fund managersTop 45%
Larger than 55% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$1.3Bregulatory AUM
Discretionary $1.3B
Service providers
Auditor
Prime broker
Custodian