Prestige Wealth Management Group, LLC
● SEC registered since 2011CRD 127381SEC# 801-72627Flemington, NJ
Reg. AUM
$666.4M
Employees
13
Accounts
1,366
Location
Flemington, NJ
Prestige Wealth Management Group, LLC assets under management
Prestige Wealth Management Group, LLC is an investment advisory firm registered with the SEC based in Flemington, NJ. The firm has been registered since 2011. It reports $666.4 million in regulatory assets under management and employs 13 people.
Prestige Wealth Management Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Howard Jeffrey Spivack Control | Director Of Financial Planning | Under 5% | 2024 |
| Roy Evans Williams Control | Managing Member, President, Ceo, Chief Compliance Officer | Over 75% | 1995 |
Frequently asked questions
How much does Prestige Wealth Management Group, LLC manage?
Prestige Wealth Management Group, LLC reports $666.4 million in regulatory assets under management on its Form ADV.
How many employees does Prestige Wealth Management Group, LLC have?
Prestige Wealth Management Group, LLC reports 13 employees.
Where is Prestige Wealth Management Group, LLC located?
Prestige Wealth Management Group, LLC is based in Flemington, NJ and has been SEC-registered since 2011.
Does Prestige Wealth Management Group, LLC disclose fund performance?
Prestige Wealth Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 31 State Route 12, Flemington, NJ 08822 |
| Phone | 908-782-0001 |
| Fax | 908-450-1495 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1772715 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$666.4M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$666.4Mregulatory AUM
Discretionary $666.4M