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Preston Capital LLC

● SEC registered since 2023CRD 328417SEC# 801-128923Aliso Viejo, CA
Export (members)
Ranks #2,930 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.05B
Fund GAV
$1.05B
Private funds
2
Employees
18
Accounts
3
Location
Aliso Viejo, CA

Preston Capital LLC assets under management

Preston Capital LLC is an investment advisory firm registered with the SEC based in Aliso Viejo, CA. The firm has been registered since 2023. It reports $1.1 billion in regulatory assets under management and employs 18 people. Preston Capital LLC manages 2 private funds with combined gross assets of $1.1 billion, including Dogwood II LP. By regulatory assets, it ranks 2,930 of 6,004 private fund managers.

Preston Capital LLC private funds

2 funds · $1.05B GAV
FundTypeGross assetsMin.
Dogwood II LPPrivate Equity$904.6M$1M
Preston Opportunistic Credit Fund I, LPPrivate Equity$150M$5M

Preston Capital LLC owners & executives

13 reported
NameTitleOwnershipSince
Allen G Nelson Family Trust ControlOwner50-75%2023
Bb Family Trust ControlOwner25-50%2023
Courtney Lynn Wassef ControlChief Compliance OfficerUnder 5%2025
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Frequently asked questions

How much does Preston Capital LLC manage?

Preston Capital LLC reports $1.1 billion in regulatory assets under management on its Form ADV.

How many private funds does Preston Capital LLC manage?

Preston Capital LLC manages 2 private funds with combined gross assets of $1.1 billion.

How many employees does Preston Capital LLC have?

Preston Capital LLC reports 18 employees.

Where is Preston Capital LLC located?

Preston Capital LLC is based in Aliso Viejo, CA and has been SEC-registered since 2023.

Does Preston Capital LLC disclose fund performance?

Preston Capital LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address120 Vantis, Suite 130, Aliso Viejo, CA 92656
Phone949-272-2000
Office hours9a.m.-5p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$1.05B▲ 1%
Jan '25 — $1.04BFeb '25 — $1.04BMar '25 — $1.26BApr '25 — $1.26BMay '25 — $1.26BJun '25 — $1.26BJul '25 — $1.26BAug '25 — $1.26BSep '25 — $1.26BOct '25 — $1.26BNov '25 — $1.26BDec '25 — $1.26BJan '26 — $1.26BFeb '26 — $1.26BMar '26 — $1.05BApr '26 — $1.05BMay '26 — $1.05BJun '26 — $1.05B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
AUM vs fund managersTop 49%
Larger than 51% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 26%
More than 74% of 16,825 advisers

Assets under management

$1.05Bregulatory AUM
Discretionary $1.05B

Service providers

Auditor
Custodian
Administrator