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Prince Asset Management, Inc.

● SEC registered since 2024CRD 141567SEC# 801-130425Sarasota, FL
Export (members)
Reg. AUM
$137.7M
Employees
3
Accounts
271
Location
Sarasota, FL

Prince Asset Management, Inc. assets under management

Prince Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Sarasota, FL. The firm has been registered since 2024. It reports $137.7 million in regulatory assets under management and employs 3 people.

Prince Asset Management, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Richard Michael Czerniak ControlPresident & Chief Compliance OfficerOver 75%1998

Frequently asked questions

How much does Prince Asset Management, Inc. manage?

Prince Asset Management, Inc. reports $137.7 million in regulatory assets under management on its Form ADV.

How many employees does Prince Asset Management, Inc. have?

Prince Asset Management, Inc. reports 3 employees.

Where is Prince Asset Management, Inc. located?

Prince Asset Management, Inc. is based in Sarasota, FL and has been SEC-registered since 2024.

Does Prince Asset Management, Inc. disclose fund performance?

Prince Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2033 Main Street, Suite 303, Sarasota, FL 34237
Phone941-363-9090
Office hours9-5
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Regulatory AUM

$137.7M▲ 12%
Mar '25 — $122.7MApr '25 — $122.7MMay '25 — $122.7MJun '25 — $122.7MJul '25 — $122.7MAug '25 — $122.7MSep '25 — $122.7MOct '25 — $122.7MNov '25 — $122.7MDec '25 — $122.7MJan '26 — $122.7MFeb '26 — $122.7MMar '26 — $137.7MApr '26 — $137.7MMay '26 — $137.7MJun '26 — $137.7M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$137.7Mregulatory AUM
Discretionary $137.7M