Principal Global Investors, LLC
● SEC registered since 1998CRD 109002SEC# 801-55959Des Moines, IA
Ranks #32 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$427.71B
Fund GAV
$972.6M
Private funds
10
Employees
1,394
Accounts
8,169
Location
Des Moines, IA
Principal Global Investors, LLC assets under management
Principal Global Investors, LLC operates as an SEC-registered investment adviser based in Des Moines, IA. The firm has been registered since 1998. It reports $427.7 billion in regulatory assets under management and employs 1,394 people. Principal Global Investors, LLC manages 10 private funds with combined gross assets of $972.6 million, including Finisterre Emd Total Return Fund, LP. By regulatory assets, it ranks 32 of 6,004 private fund managers.
Principal Global Investors, LLC private funds
10 funds · $972.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Finisterre Emd Total Return Fund, LP | Hedge | $329.7M | $20M |
| Principal Alternative Credit Unlevered Fund, LP | Hedge | $164.9M | $5M |
| Pac Evergreen Fund, LP | Hedge | $108.5M | — |
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Join to unlock · $37/moPrincipal Global Investors, LLC owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barbara Wenig Control | Chief Business Officer | Under 5% | 2024 |
| Brant Kajen Wong Control | Head Of Retirement Solutions | Under 5% | 2025 |
| George Djurasovic Control | General Counsel | Under 5% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Principal Global Investors, LLC manage?
Principal Global Investors, LLC reports $427.7 billion in regulatory assets under management on its Form ADV.
How many private funds does Principal Global Investors, LLC manage?
Principal Global Investors, LLC manages 10 private funds with combined gross assets of $972.6 million.
How many employees does Principal Global Investors, LLC have?
Principal Global Investors, LLC reports 1,394 employees.
Where is Principal Global Investors, LLC located?
Principal Global Investors, LLC is based in Des Moines, IA and has been SEC-registered since 1998.
Does Principal Global Investors, LLC disclose fund performance?
Principal Global Investors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 801 Grand Ave, Des Moines, IA 50392-0001 |
| Phone | 800-787-1621 |
| Fax | 866-850-4024 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 769734 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$427.71B▲ 1174822%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
AUM vs fund managersTop 1%
Larger than 99% of 6,004 private-fund managers
Number of fundsTop 25%
More funds than 75% of fund managers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$427.71Bregulatory AUM
Discretionary $419.25BNon-discretionary $8.47B
Fund type mix
Hedge6
Private Equity4