Principia Wealth Advisory, LLC
● SEC registered since 2022CRD 152678SEC# 801-127042Dallas, TX
Reg. AUM
$225M
Employees
5
Accounts
737
Location
Dallas, TX
Principia Wealth Advisory, LLC assets under management
Principia Wealth Advisory, LLC operates as an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 2022. It reports $225 million in regulatory assets under management and employs 5 people.
Principia Wealth Advisory, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aaron Joseph Plautz Control | President And Chief Compliance Officer | Over 75% | 2010 |
| Andrew W Winningham | Partner And Lead Advisor | 5-10% | 2023 |
Frequently asked questions
How much does Principia Wealth Advisory, LLC manage?
Principia Wealth Advisory, LLC reports $225 million in regulatory assets under management on its Form ADV.
How many employees does Principia Wealth Advisory, LLC have?
Principia Wealth Advisory, LLC reports 5 employees.
Where is Principia Wealth Advisory, LLC located?
Principia Wealth Advisory, LLC is based in Dallas, TX and has been SEC-registered since 2022.
Does Principia Wealth Advisory, LLC disclose fund performance?
Principia Wealth Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13355 Noel Rd. Ste 1100, Dallas, TX 75240 |
| Phone | 214-775-0899 |
| Fax | 214-775-0899 |
| Office hours | 8:30 To 5:30p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$225M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$225Mregulatory AUM
Discretionary $225M