Principium Investments LLC
● SEC registered since 2003CRD 124989SEC# 801-61768
Reg. AUM
$225.4M
Employees
3
Accounts
508
Location
—
Principium Investments LLC assets under management
Principium Investments LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2003. It reports $225.4 million in regulatory assets under management and employs 3 people.
Principium Investments LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Patrick Tracy | Chief Compliance Officer | Under 5% | 2008 |
| The Michael P. Tracy Revocable Trust Control | Owner | Over 75% | 2019 |
| Michael Patrick Tracy Control | Primary Trustee | — | 2019 |
Frequently asked questions
How much does Principium Investments LLC manage?
Principium Investments LLC reports $225.4 million in regulatory assets under management on its Form ADV.
How many employees does Principium Investments LLC have?
Principium Investments LLC reports 3 employees.
Does Principium Investments LLC disclose fund performance?
Principium Investments LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (303) 351-5353 |
| Fax | (720) 302-1434 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$225.4M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$225.4Mregulatory AUM
Discretionary $225.4M