Prism Advisors, Inc.
● SEC registered since 2017CRD 286474SEC# 801-110196Studio City, CA
Reg. AUM
$515.1M
Employees
5
Accounts
720
Location
Studio City, CA
Prism Advisors, Inc. assets under management
Prism Advisors, Inc. operates as an SEC-registered investment adviser based in Studio City, CA. The firm has been registered since 2017. It reports $515.1 million in regulatory assets under management and employs 5 people.
Prism Advisors, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Louise Aquino Control | Secretary | 50-75% | 2003 |
| McGinnis Andrew McCoy Control | President | 50-75% | 2003 |
| Stacey Kiyomi Snow Control | Chief Compliance Officer | Under 5% | 2017 |
Frequently asked questions
How much does Prism Advisors, Inc. manage?
Prism Advisors, Inc. reports $515.1 million in regulatory assets under management on its Form ADV.
How many employees does Prism Advisors, Inc. have?
Prism Advisors, Inc. reports 5 employees.
Where is Prism Advisors, Inc. located?
Prism Advisors, Inc. is based in Studio City, CA and has been SEC-registered since 2017.
Does Prism Advisors, Inc. disclose fund performance?
Prism Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4361 Tujunga Avenue, Suite a, Studio City, CA 91604 |
| Phone | 818-760-3333 |
| Fax | 818-760-3373 |
| Office hours | 6-3:30p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1717027 |
| Discloses disciplinary history | No |
Regulatory AUM
$515.1M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$515.1Mregulatory AUM
Discretionary $503MNon-discretionary $12.1M