Private Wealth Management of North Carolina LLC
● SEC registered since 2016CRD 149889SEC# 801-108507Henderson, NC
Reg. AUM
$162.8M
Employees
3
Accounts
742
Location
Henderson, NC
Private Wealth Management of North Carolina LLC assets under management
Private Wealth Management of North Carolina LLC is an investment advisory firm registered with the SEC based in Henderson, NC. The firm has been registered since 2016. It reports $162.8 million in regulatory assets under management and employs 3 people.
Private Wealth Management of North Carolina LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Toney Otis Falkner Control | Managing Member And Chief Compliance Officer | Over 75% | 2009 |
Frequently asked questions
How much does Private Wealth Management of North Carolina LLC manage?
Private Wealth Management of North Carolina LLC reports $162.8 million in regulatory assets under management on its Form ADV.
How many employees does Private Wealth Management of North Carolina LLC have?
Private Wealth Management of North Carolina LLC reports 3 employees.
Where is Private Wealth Management of North Carolina LLC located?
Private Wealth Management of North Carolina LLC is based in Henderson, NC and has been SEC-registered since 2016.
Does Private Wealth Management of North Carolina LLC disclose fund performance?
Private Wealth Management of North Carolina LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 115 N. Garnett Street, Henderson, NC 27536 |
| Phone | 252-492-8694 |
| Fax | 252-738-8929 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$162.8M▲ 11%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$162.8Mregulatory AUM
Discretionary $162.8M