Proctor Financial, Inc.
● SEC registered since 2002CRD 122021SEC# 801-61596Sherborn, MA
Reg. AUM
$382.3M
Employees
5
Accounts
839
Location
Sherborn, MA
Proctor Financial, Inc. assets under management
Proctor Financial, Inc. is an investment advisory firm registered with the SEC based in Sherborn, MA. The firm has been registered since 2002. It reports $382.3 million in regulatory assets under management and employs 5 people.
Proctor Financial, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Stephen Jenkins Doucette | Vice President | 10-25% | 2004 |
| Tony Joseph Proctor Control | President | Over 75% | 2002 |
| Tony Joseph Proctor Control | Chief Compliance Officer | Over 75% | 2004 |
Frequently asked questions
How much does Proctor Financial, Inc. manage?
Proctor Financial, Inc. reports $382.3 million in regulatory assets under management on its Form ADV.
How many employees does Proctor Financial, Inc. have?
Proctor Financial, Inc. reports 5 employees.
Where is Proctor Financial, Inc. located?
Proctor Financial, Inc. is based in Sherborn, MA and has been SEC-registered since 2002.
Does Proctor Financial, Inc. disclose fund performance?
Proctor Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 18 N. Main Street, Sherborn, MA 01770 |
| Phone | 781-235-0405 |
| Fax | 781-235-0610 |
| Office hours | 10 a.m. To 6 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$382.3M▲ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$382.3Mregulatory AUM
Discretionary $382.3M