Professional Financial Advisors, LLC
● SEC registered since 2019CRD 173719SEC# 801-114978North Platte, NE
Reg. AUM
$769.8M
Employees
12
Accounts
3,345
Location
North Platte, NE
Professional Financial Advisors, LLC assets under management
Professional Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in North Platte, NE. The firm has been registered since 2019. It reports $769.8 million in regulatory assets under management and employs 12 people.
Professional Financial Advisors, LLC owners & executives
20 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dana F. Cole & Company, LLP Control | Member | 25-50% | 2003 |
| Douglas De Wayne Peterson Control | Member | 25-50% | 2003 |
| Marc William Werkmeister Control | Member/Chief Compliance Officer | 50-75% | 2019 |
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Join to unlock · $37/moFrequently asked questions
How much does Professional Financial Advisors, LLC manage?
Professional Financial Advisors, LLC reports $769.8 million in regulatory assets under management on its Form ADV.
How many employees does Professional Financial Advisors, LLC have?
Professional Financial Advisors, LLC reports 12 employees.
Where is Professional Financial Advisors, LLC located?
Professional Financial Advisors, LLC is based in North Platte, NE and has been SEC-registered since 2019.
Does Professional Financial Advisors, LLC disclose fund performance?
Professional Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1400 S Dewey St, Suite 300, North Platte, NE 69101-5311 |
| Phone | 308-534-8210 |
| Fax | 308-532-4738 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$769.8M▲ 25%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 38%
Larger than 62% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$769.8Mregulatory AUM
Discretionary $665.1MNon-discretionary $104.7M