Professional Wealth Management Services LLC
● SEC registered since 2022CRD 150266SEC# 801-123592Statesville, NC
Reg. AUM
$136.2M
Employees
3
Accounts
171
Location
Statesville, NC
Professional Wealth Management Services LLC assets under management
Professional Wealth Management Services LLC operates as an SEC-registered investment adviser based in Statesville, NC. The firm has been registered since 2022. It reports $136.2 million in regulatory assets under management and employs 3 people.
Professional Wealth Management Services LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Gregory Stevenson Control | Founder/Managing Member | Over 75% | 2007 |
| Shawn Michael Fleming Control | Director/Managing Member/Chief Compliance Officer | Under 5% | 2009 |
Frequently asked questions
How much does Professional Wealth Management Services LLC manage?
Professional Wealth Management Services LLC reports $136.2 million in regulatory assets under management on its Form ADV.
How many employees does Professional Wealth Management Services LLC have?
Professional Wealth Management Services LLC reports 3 employees.
Where is Professional Wealth Management Services LLC located?
Professional Wealth Management Services LLC is based in Statesville, NC and has been SEC-registered since 2022.
Does Professional Wealth Management Services LLC disclose fund performance?
Professional Wealth Management Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 211 South Center Street, Suite 417, Statesville, NC 28677 |
| Phone | 704-872-0022 |
| Fax | 704-872-0121 |
| Office hours | By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$136.2M▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$136.2Mregulatory AUM
Discretionary $136.2M