Proffitt & Goodson Inc.
● SEC registered since 1986CRD 105278SEC# 801-28292Knoxville, TN
Reg. AUM
$797.7M
Employees
9
Accounts
971
Location
Knoxville, TN
About Proffitt & Goodson
Proffitt & Goodson is a fiduciary wealth firm serving multigenerational families, retirees, and institutions such as foundations and endowments. It offers personalized planning across investments, estate considerations, cash flow, and income strategies.
Summary based on the firm’s website.
Proffitt & Goodson Inc. assets under management
Proffitt & Goodson Inc. operates as an SEC-registered investment adviser based in Knoxville, TN. The firm has been registered since 1986. It reports $797.7 million in regulatory assets under management and employs 9 people.
Proffitt & Goodson Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Norton Goodson Control | Principal & Advisor | 25-50% | 1986 |
| Michael Stephen Cermak Control | Principal & Advisor | 10-25% | 2026 |
| Neil Walker Goodson Control | Principal, Advisor & Chief Compliance Officer | 50-75% | 2019 |
Frequently asked questions
How much does Proffitt & Goodson Inc. manage?
Proffitt & Goodson Inc. reports $797.7 million in regulatory assets under management on its Form ADV.
How many employees does Proffitt & Goodson Inc. have?
Proffitt & Goodson Inc. reports 9 employees.
Where is Proffitt & Goodson Inc. located?
Proffitt & Goodson Inc. is based in Knoxville, TN and has been SEC-registered since 1986.
Does Proffitt & Goodson Inc. disclose fund performance?
Proffitt & Goodson Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4800 Old Kingston Pike, Ste 200, Knoxville, TN 37919-6424 |
| Phone | 865-584-1850 |
| Fax | 865-584-1852 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1123812 |
| Discloses disciplinary history | No |
Regulatory AUM
$797.7M▲ 17%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,389 advisers
EmployeesTop 43%
More than 57% of 16,799 advisers
Assets under management
$797.7Mregulatory AUM
Discretionary $779.2MNon-discretionary $18.5M