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Proffitt & Goodson Inc.

● SEC registered since 1986CRD 105278SEC# 801-28292Knoxville, TN
Export (members)
Reg. AUM
$797.7M
Employees
9
Accounts
971
Location
Knoxville, TN

Proffitt & Goodson Inc. assets under management

Proffitt & Goodson Inc. operates as an SEC-registered investment adviser based in Knoxville, TN. The firm has been registered since 1986. It reports $797.7 million in regulatory assets under management and employs 9 people.

Proffitt & Goodson Inc. owners & executives

3 reported
NameTitleOwnershipSince
David Norton Goodson ControlPrincipal & Advisor25-50%1986
Michael Stephen Cermak ControlPrincipal & Advisor10-25%2026
Neil Walker Goodson ControlPrincipal, Advisor & Chief Compliance Officer50-75%2019

Frequently asked questions

How much does Proffitt & Goodson Inc. manage?

Proffitt & Goodson Inc. reports $797.7 million in regulatory assets under management on its Form ADV.

How many employees does Proffitt & Goodson Inc. have?

Proffitt & Goodson Inc. reports 9 employees.

Where is Proffitt & Goodson Inc. located?

Proffitt & Goodson Inc. is based in Knoxville, TN and has been SEC-registered since 1986.

Does Proffitt & Goodson Inc. disclose fund performance?

Proffitt & Goodson Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4800 Old Kingston Pike, Ste 200, Knoxville, TN 37919-6424
Phone865-584-1850
Fax865-584-1852
Office hours8:30 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1123812
Discloses disciplinary historyNo

Regulatory AUM

$797.7M▲ 17%
Mar '25 — $680.2MApr '25 — $680.2MMay '25 — $680.2MJun '25 — $680.2MJul '25 — $680.2MAug '25 — $680.2MSep '25 — $680.2MOct '25 — $680.2MNov '25 — $680.2MDec '25 — $680.2MJan '26 — $680.2MFeb '26 — $680.2MMar '26 — $797.7MApr '26 — $797.7MMay '26 — $797.7MJun '26 — $797.7M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 38%
Larger than 62% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$797.7Mregulatory AUM
Discretionary $779.2MNon-discretionary $18.5M