Profocus, Incorporated
● SEC registered since 2022CRD 113954SEC# 801-124789Phoenix, AZ
Reg. AUM
$156.5M
Employees
7
Accounts
529
Location
Phoenix, AZ
Profocus, Incorporated assets under management
Profocus, Incorporated operates as an SEC-registered investment adviser based in Phoenix, AZ. The firm has been registered since 2022. It reports $156.5 million in regulatory assets under management and employs 7 people.
Profocus, Incorporated owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Maurice Smith Control | President And Chief Compliance Officer | Over 75% | 1998 |
Frequently asked questions
How much does Profocus, Incorporated manage?
Profocus, Incorporated reports $156.5 million in regulatory assets under management on its Form ADV.
How many employees does Profocus, Incorporated have?
Profocus, Incorporated reports 7 employees.
Where is Profocus, Incorporated located?
Profocus, Incorporated is based in Phoenix, AZ and has been SEC-registered since 2022.
Does Profocus, Incorporated disclose fund performance?
Profocus, Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5010 East Warner Road, Suite 202, Phoenix, AZ 85044-3374 |
| Phone | 480-598-9960 |
| Fax | 480-893-1149 |
| Office hours | 830 a.m. - 430 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$156.5M▲ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$156.5Mregulatory AUM
Discretionary $156.5M