Prospect Capital Advisors, LLC
● SEC registered since 2015CRD 119531SEC# 801-100384Sausalito, CA
Ranks #4,542 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$309.4M
Fund GAV
$302.4M
Private funds
2
Employees
4
Accounts
3
Location
Sausalito, CA
Prospect Capital Advisors, LLC assets under management
Prospect Capital Advisors, LLC is a registered investment adviser overseen by the SEC based in Sausalito, CA. The firm has been registered since 2015. It reports $309.4 million in regulatory assets under management and employs 4 people. Prospect Capital Advisors, LLC manages 2 private funds with combined gross assets of $302.4 million, including Prospect Advisors Qp, L.P. By regulatory assets, it ranks 4,542 of 6,004 private fund managers.
Prospect Capital Advisors, LLC private funds
2 funds · $302.4M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Prospect Advisors Qp, L.P. | Hedge | $216.8M | $1M |
| Prospect Advisors, L.P. | Hedge | $85.7M | $500K |
Prospect Capital Advisors, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel William Mendoza Control | Managing Member | Over 75% | 2000 |
| Keith Bernard Williams Control | Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Prospect Capital Advisors, LLC manage?
Prospect Capital Advisors, LLC reports $309.4 million in regulatory assets under management on its Form ADV.
How many private funds does Prospect Capital Advisors, LLC manage?
Prospect Capital Advisors, LLC manages 2 private funds with combined gross assets of $302.4 million.
How many employees does Prospect Capital Advisors, LLC have?
Prospect Capital Advisors, LLC reports 4 employees.
Where is Prospect Capital Advisors, LLC located?
Prospect Capital Advisors, LLC is based in Sausalito, CA and has been SEC-registered since 2015.
Does Prospect Capital Advisors, LLC disclose fund performance?
Prospect Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 501 Humboldt Avenue, 2nd Floor, Sausalito, CA 94965 |
| Phone | (415) 331-3590 |
| Office hours | 8:00 a.m. To 1:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1632368 |
| Discloses disciplinary history | No |
Regulatory AUM
$309.4M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
AUM vs fund managersTop 76%
Larger than 24% of 6,004 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$309.4Mregulatory AUM
Discretionary $309.4M