Prospect Capital Management L.P.
● SEC registered since 2004CRD 131018SEC# 801-62969West Palm Beach, FL
Reg. AUM
$6.64B
Employees
143
Accounts
4
Location
West Palm Beach, FL
Prospect Capital Management L.P. assets under management
Prospect Capital Management L.P. operates as an SEC-registered investment adviser based in West Palm Beach, FL. The firm has been registered since 2004. It reports $6.6 billion in regulatory assets under management and employs 143 people.
Prospect Capital Management L.P. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Francis Barry Control | Ceo | Over 75% | 2004 |
| Patricia Lynn Blackman | Deputy Compliance Officer | Under 5% | 2018 |
| Russell Lawrence Wininger | Chief Compliance Officer | Under 5% | 2024 |
Frequently asked questions
How much does Prospect Capital Management L.P. manage?
Prospect Capital Management L.P. reports $6.6 billion in regulatory assets under management on its Form ADV.
How many employees does Prospect Capital Management L.P. have?
Prospect Capital Management L.P. reports 143 employees.
Where is Prospect Capital Management L.P. located?
Prospect Capital Management L.P. is based in West Palm Beach, FL and has been SEC-registered since 2004.
Does Prospect Capital Management L.P. disclose fund performance?
Prospect Capital Management L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 700 S. Rosemary Ave., Suite 204, West Palm Beach, FL 33401 |
| Phone | 561-285-4044 |
| Fax | 212-448-9652 |
| Office hours | 8:30 a.m. To 7:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$6.64B▼ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers
Assets under management
$6.64Bregulatory AUM
Discretionary $6.62BNon-discretionary $14.1M