Prospect Financial Group LLC
● SEC registered since 2022CRD 133953SEC# 801-123732
Reg. AUM
$204.4M
Employees
1
Accounts
326
Location
—
Prospect Financial Group LLC assets under management
Prospect Financial Group LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2022. It reports $204.4 million in regulatory assets under management and employs 1 people.
Prospect Financial Group LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gillian Edgar Curran Control | President, Cco | Over 75% | 2004 |
Frequently asked questions
How much does Prospect Financial Group LLC manage?
Prospect Financial Group LLC reports $204.4 million in regulatory assets under management on its Form ADV.
How many employees does Prospect Financial Group LLC have?
Prospect Financial Group LLC reports 1 employees.
Does Prospect Financial Group LLC disclose fund performance?
Prospect Financial Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (703) 852-9673 |
| Fax | (703) 852-3979 |
| Office hours | 9:00-5:00 |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$204.4M▲ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$204.4Mregulatory AUM
Discretionary $204.4M