Prosperity Financial Group, Inc.
● SEC registered since 2025CRD 339321SEC# 801-134846San Ramon, CA
Reg. AUM
$503M
Employees
10
Accounts
1,360
Location
San Ramon, CA
Prosperity Financial Group, Inc. assets under management
Prosperity Financial Group, Inc. is an investment advisory firm registered with the SEC based in San Ramon, CA. The firm has been registered since 2025. It reports $503 million in regulatory assets under management and employs 10 people.
Prosperity Financial Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Joseph Agosta Control | Chief Compliance Officer, Chief Operating Officer, Vice President | 25-50% | 2025 |
| James Derek Hebert Control | President | 50-75% | 2025 |
Frequently asked questions
How much does Prosperity Financial Group, Inc. manage?
Prosperity Financial Group, Inc. reports $503 million in regulatory assets under management on its Form ADV.
How many employees does Prosperity Financial Group, Inc. have?
Prosperity Financial Group, Inc. reports 10 employees.
Where is Prosperity Financial Group, Inc. located?
Prosperity Financial Group, Inc. is based in San Ramon, CA and has been SEC-registered since 2025.
Does Prosperity Financial Group, Inc. disclose fund performance?
Prosperity Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA 94583 |
| Phone | 925-314-8500 |
| Fax | 925-314-8504 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$503M▲ 40%
Oct '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$503Mregulatory AUM
Discretionary $503M