Prosperity Financial Group, Inc.
CRD 145540SEC# 801-100511San Ramon, CA
No longer SEC-registered. Prosperity Financial Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$358.9M
Employees
11
Accounts
1,202
Location
San Ramon, CA
Prosperity Financial Group, Inc. assets under management
Prosperity Financial Group, Inc. is an SEC-registered investment adviser based in San Ramon, CA. It reports $358.9 million in regulatory assets under management and employs 11 people.
Prosperity Financial Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Joseph Agosta Control | Chief Compliance Officer, Chief Operating Officer, Vice President | 25-50% | 2025 |
| James Derek Hebert Control | President | 50-75% | 2025 |
Frequently asked questions
How much does Prosperity Financial Group, Inc. manage?
Prosperity Financial Group, Inc. reports $358.9 million in regulatory assets under management on its Form ADV.
How many employees does Prosperity Financial Group, Inc. have?
Prosperity Financial Group, Inc. reports 11 employees.
Where is Prosperity Financial Group, Inc. located?
Prosperity Financial Group, Inc. is based in San Ramon, CA.
Does Prosperity Financial Group, Inc. disclose fund performance?
Prosperity Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA 94583 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$358.9MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$358.9Mregulatory AUM
Discretionary $358.9M