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Prosperity Planning, Inc.

● SEC registered since 2018CRD 298268SEC# 801-113944North Kansas City, MO
Export (members)
Reg. AUM
$543.2M
Employees
13
Accounts
1,432
Location
North Kansas City, MO

Prosperity Planning, Inc. assets under management

Prosperity Planning, Inc. is an SEC-registered investment adviser based in North Kansas City, MO. The firm has been registered since 2018. It reports $543.2 million in regulatory assets under management and employs 13 people.

Prosperity Planning, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Daniel Scott Reiter ControlPartner, Vice President25-50%2019
Kenneth Austin Borum ControlPartner10-25%2018
Lucinda Lynn Richey ControlPartner10-25%2018
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Frequently asked questions

How much does Prosperity Planning, Inc. manage?

Prosperity Planning, Inc. reports $543.2 million in regulatory assets under management on its Form ADV.

How many employees does Prosperity Planning, Inc. have?

Prosperity Planning, Inc. reports 13 employees.

Where is Prosperity Planning, Inc. located?

Prosperity Planning, Inc. is based in North Kansas City, MO and has been SEC-registered since 2018.

Does Prosperity Planning, Inc. disclose fund performance?

Prosperity Planning, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1920 Buchanan Street, North Kansas City, MO 64116
Phone816-587-7526
Fax816-587-0960
Office hours8:30 - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$543.2M▲ 17%
Feb '25 — $465MMar '25 — $465MApr '25 — $465MMay '25 — $465MJun '25 — $465MJul '25 — $465MAug '25 — $465MSep '25 — $465MOct '25 — $465MNov '25 — $465MDec '25 — $465MJan '26 — $465MFeb '26 — $543.2MMar '26 — $543.2MApr '26 — $543.2MMay '26 — $543.2MJun '26 — $543.2M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers

Assets under management

$543.2Mregulatory AUM
Discretionary $533.6MNon-discretionary $9.6M