Prosperity Road, LLC
● SEC registered since 2020CRD 281894SEC# 801-118900Santa Ana, CA
Reg. AUM
$172.3M
Employees
3
Accounts
181
Location
Santa Ana, CA
Prosperity Road, LLC assets under management
Prosperity Road, LLC operates as an SEC-registered investment adviser based in Santa Ana, CA. The firm has been registered since 2020. It reports $172.3 million in regulatory assets under management and employs 3 people.
Prosperity Road, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| E4 Vantage, LLC Control | Parent / Holding Company | Over 75% | 2015 |
| Emily Tubola Hermeno Control | Principal And Chief Compliance Officer | Under 5% | 2015 |
| Michael William McGrath | Minority Owner | 10-25% | 2016 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Prosperity Road, LLC manage?
Prosperity Road, LLC reports $172.3 million in regulatory assets under management on its Form ADV.
How many employees does Prosperity Road, LLC have?
Prosperity Road, LLC reports 3 employees.
Where is Prosperity Road, LLC located?
Prosperity Road, LLC is based in Santa Ana, CA and has been SEC-registered since 2020.
Does Prosperity Road, LLC disclose fund performance?
Prosperity Road, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12341 Newport Avenue, Ste. A-100, Santa Ana, CA 92705 |
| Phone | (714) 241-0212 |
| Fax | (714) 241-0213 |
| Office hours | 9a.m. -5p.m. Est |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$172.3M▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$172.3Mregulatory AUM
Discretionary $169MNon-discretionary $3.3M