Prosperity Wealth Planning LLC
● SEC registered since 2021CRD 315163SEC# 801-121807Irvine, CA
Reg. AUM
$269.2M
Employees
7
Accounts
621
Location
Irvine, CA
Prosperity Wealth Planning LLC assets under management
Prosperity Wealth Planning LLC is a registered investment adviser overseen by the SEC based in Irvine, CA. The firm has been registered since 2021. It reports $269.2 million in regulatory assets under management and employs 7 people.
Prosperity Wealth Planning LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carolanne Marie Chavanne Control | Managing Member & Chief Compliance Officer | Over 75% | 2019 |
Frequently asked questions
How much does Prosperity Wealth Planning LLC manage?
Prosperity Wealth Planning LLC reports $269.2 million in regulatory assets under management on its Form ADV.
How many employees does Prosperity Wealth Planning LLC have?
Prosperity Wealth Planning LLC reports 7 employees.
Where is Prosperity Wealth Planning LLC located?
Prosperity Wealth Planning LLC is based in Irvine, CA and has been SEC-registered since 2021.
Does Prosperity Wealth Planning LLC disclose fund performance?
Prosperity Wealth Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3349 Michelson Dr, Suite 200-8e, Irvine, CA 92612 |
| Phone | 877-878-7860 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$269.2M▲ 25%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$269.2Mregulatory AUM
Discretionary $269.2M