Prospettiva Financial LLC
● SEC registered since 2022CRD 148760SEC# 801-123729San Francisco, CA
Reg. AUM
$128.7M
Employees
3
Accounts
308
Location
San Francisco, CA
Prospettiva Financial LLC assets under management
Prospettiva Financial LLC is an SEC-registered investment adviser based in San Francisco, CA. The firm has been registered since 2022. It reports $128.7 million in regulatory assets under management and employs 3 people.
Prospettiva Financial LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Sean A Fletcher Control | Chief Compliance Officer And Managing Member | Over 75% | 2008 |
Frequently asked questions
How much does Prospettiva Financial LLC manage?
Prospettiva Financial LLC reports $128.7 million in regulatory assets under management on its Form ADV.
How many employees does Prospettiva Financial LLC have?
Prospettiva Financial LLC reports 3 employees.
Where is Prospettiva Financial LLC located?
Prospettiva Financial LLC is based in San Francisco, CA and has been SEC-registered since 2022.
Does Prospettiva Financial LLC disclose fund performance?
Prospettiva Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 22 Battery Street, Suite 426, San Francisco, CA 94111 |
| Phone | 415-362-8636 |
| Fax | 415-362-8889 |
| Office hours | 9-5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$128.7M▲ 11%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$128.7Mregulatory AUM
Discretionary $128.7M