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Prota Financial, LLC

● SEC registered since 2022CRD 283776SEC# 801-125895Houston, TX
Export (members)
Reg. AUM
$270.4M
Employees
13
Accounts
1,808
Location
Houston, TX

Prota Financial, LLC assets under management

Prota Financial, LLC is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2022. It reports $270.4 million in regulatory assets under management and employs 13 people.

Prota Financial, LLC owners & executives

2 reported
NameTitleOwnershipSince
Bryan C Hays ControlManaging Member50-75%2018
Mark Radulovich ControlCco & Managing Member50-75%2016

Frequently asked questions

How much does Prota Financial, LLC manage?

Prota Financial, LLC reports $270.4 million in regulatory assets under management on its Form ADV.

How many employees does Prota Financial, LLC have?

Prota Financial, LLC reports 13 employees.

Where is Prota Financial, LLC located?

Prota Financial, LLC is based in Houston, TX and has been SEC-registered since 2022.

Does Prota Financial, LLC disclose fund performance?

Prota Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1980 Post Oak Blvd, Suite 200, Houston, TX 77056-3845
Phone713-568-8171
Office hoursBy Appointment Only
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$270.4M▲ 16%
Mar '25 — $233.7MApr '25 — $233.7MMay '25 — $233.7MJun '25 — $233.7MJul '25 — $233.7MAug '25 — $233.7MSep '25 — $233.7MOct '25 — $233.7MNov '25 — $233.7MDec '25 — $233.7MJan '26 — $233.7MFeb '26 — $270.4MMar '26 — $270.4MApr '26 — $270.4MMay '26 — $270.4MJun '26 — $270.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers

Assets under management

$270.4Mregulatory AUM
Discretionary $270.4M