Providence Capital Advisors, LLC
● SEC registered since 2016CRD 174631SEC# 801-107683Charlotte, NC
Reg. AUM
$1.07B
Employees
14
Accounts
2,745
Location
Charlotte, NC
Providence Capital Advisors, LLC assets under management
Providence Capital Advisors, LLC is a registered investment adviser overseen by the SEC based in Charlotte, NC. The firm has been registered since 2016. It reports $1.1 billion in regulatory assets under management and employs 14 people.
Providence Capital Advisors, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian P Alderson | Member | Under 5% | 2019 |
| Brian Summers Jones Control | Managing Member And Director Of Financial Planning | 25-50% | 2015 |
| Melissa Stewart Wall | Member | 5-10% | 2019 |
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Join to unlock · $37/moFrequently asked questions
How much does Providence Capital Advisors, LLC manage?
Providence Capital Advisors, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Providence Capital Advisors, LLC have?
Providence Capital Advisors, LLC reports 14 employees.
Where is Providence Capital Advisors, LLC located?
Providence Capital Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2016.
Does Providence Capital Advisors, LLC disclose fund performance?
Providence Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4500 Cameron Valley Parkway, Suite 270, Charlotte, NC 28211 |
| Phone | (704) 215-4420 |
| Office hours | By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1730814 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.07B▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$1.07Bregulatory AUM
Discretionary $1.06BNon-discretionary $13.7M