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Providence Financial and Insurance Services, Inc

● SEC registered since 2021CRD 141988SEC# 801-121770Woodland Hills, CA
Export (members)
Reg. AUM
$215M
Employees
16
Accounts
1,524
Location
Woodland Hills, CA

Providence Financial and Insurance Services, Inc assets under management

Providence Financial and Insurance Services, Inc is an SEC-registered investment adviser based in Woodland Hills, CA. The firm has been registered since 2021. It reports $215 million in regulatory assets under management and employs 16 people.

Providence Financial and Insurance Services, Inc owners & executives

1 reported
NameTitleOwnershipSince
Anthony Alan Saccaro ControlPresident, CcoOver 75%1999

Frequently asked questions

How much does Providence Financial and Insurance Services, Inc manage?

Providence Financial and Insurance Services, Inc reports $215 million in regulatory assets under management on its Form ADV.

How many employees does Providence Financial and Insurance Services, Inc have?

Providence Financial and Insurance Services, Inc reports 16 employees.

Where is Providence Financial and Insurance Services, Inc located?

Providence Financial and Insurance Services, Inc is based in Woodland Hills, CA and has been SEC-registered since 2021.

Does Providence Financial and Insurance Services, Inc disclose fund performance?

Providence Financial and Insurance Services, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367
Phone818-887-6443
Fax818-887-6765
Office hours8:30a.m. - 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$215M▲ 13%
Mar '25 — $189.5MApr '25 — $189.5MMay '25 — $189.5MJun '25 — $189.5MJul '25 — $189.5MAug '25 — $189.5MSep '25 — $189.5MOct '25 — $189.5MNov '25 — $189.5MDec '25 — $189.5MJan '26 — $189.5MFeb '26 — $189.5MMar '26 — $215MApr '26 — $215MMay '26 — $215MJun '26 — $215M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 72%
Larger than 28% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers

Assets under management

$215Mregulatory AUM
Discretionary $215M