Prowell Financial Management, LLC
● SEC registered since 2016CRD 281762SEC# 801-108292Exton, PA
Reg. AUM
$6.86B
Employees
4
Accounts
404
Location
Exton, PA
Prowell Financial Management, LLC assets under management
Prowell Financial Management, LLC operates as an SEC-registered investment adviser based in Exton, PA. The firm has been registered since 2016. It reports $6.9 billion in regulatory assets under management and employs 4 people.
Prowell Financial Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Courtney Lynn Kauffman | Managing Director/Cco | 10-25% | 2023 |
| Mark Edward Prowell Control | Managing Member | Over 75% | 2015 |
| Sarah Cook Lynch | Vp Of Operations | 5-10% | 2023 |
Frequently asked questions
How much does Prowell Financial Management, LLC manage?
Prowell Financial Management, LLC reports $6.9 billion in regulatory assets under management on its Form ADV.
How many employees does Prowell Financial Management, LLC have?
Prowell Financial Management, LLC reports 4 employees.
Where is Prowell Financial Management, LLC located?
Prowell Financial Management, LLC is based in Exton, PA and has been SEC-registered since 2016.
Does Prowell Financial Management, LLC disclose fund performance?
Prowell Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 717 Constitution Drive, Suite 102, Exton, PA 19341 |
| Phone | 484-359-4057 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$6.86B▼ 15%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$6.86Bregulatory AUM
Discretionary $1.3BNon-discretionary $5.56B