Pruneyard Financial Group, Inc.
● SEC registered since 2001CRD 117378SEC# 801-60693Cupertino, CA
Reg. AUM
$90.9M
Employees
1
Accounts
185
Location
Cupertino, CA
Pruneyard Financial Group, Inc. assets under management
Pruneyard Financial Group, Inc. operates as an SEC-registered investment adviser based in Cupertino, CA. The firm has been registered since 2001. It reports $90.9 million in regulatory assets under management and employs 1 people.
Pruneyard Financial Group, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Daniel Masegian Control | President, Treasurer & Chief Compliance Officer | Over 75% | 2016 |
Frequently asked questions
How much does Pruneyard Financial Group, Inc. manage?
Pruneyard Financial Group, Inc. reports $90.9 million in regulatory assets under management on its Form ADV.
How many employees does Pruneyard Financial Group, Inc. have?
Pruneyard Financial Group, Inc. reports 1 employees.
Where is Pruneyard Financial Group, Inc. located?
Pruneyard Financial Group, Inc. is based in Cupertino, CA and has been SEC-registered since 2001.
Does Pruneyard Financial Group, Inc. disclose fund performance?
Pruneyard Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 22801 Longdown Road, Cupertino, CA 95014 |
| Phone | 408-377-4444 |
| Fax | 408-377-9944 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1730438 |
| Discloses disciplinary history | No |
Regulatory AUM
$90.9M▼ 35%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$90.9Mregulatory AUM
Discretionary $90.1MNon-discretionary $800K