Putterman, Dean Eliot
● SEC registered since 2004CRD 111779SEC# 801-62962Houston, TX
Reg. AUM
$324.5M
Employees
2
Accounts
55
Location
Houston, TX
Putterman, Dean Eliot assets under management
Putterman, Dean Eliot is a registered investment adviser overseen by the SEC based in Houston, TX. The firm has been registered since 2004. It reports $324.5 million in regulatory assets under management and employs 2 people.
Putterman, Dean Eliot owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dean Eliot Putterman Control | Sole Proprietor; Chief Compliance Officer | Over 75% | 1995 |
Frequently asked questions
How much does Putterman, Dean Eliot manage?
Putterman, Dean Eliot reports $324.5 million in regulatory assets under management on its Form ADV.
How many employees does Putterman, Dean Eliot have?
Putterman, Dean Eliot reports 2 employees.
Where is Putterman, Dean Eliot located?
Putterman, Dean Eliot is based in Houston, TX and has been SEC-registered since 2004.
Does Putterman, Dean Eliot disclose fund performance?
Putterman, Dean Eliot is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 99 Detering, Suite 140, Houston, TX 77007 |
| Phone | 713-525-1520 |
| Fax | 713-864-7044 |
| Office hours | By Appointment Only |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 62962 |
| Discloses disciplinary history | No |
Regulatory AUM
$324.5M▼ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$324.5Mregulatory AUM
Discretionary $199.5MNon-discretionary $125M