Quantitative Process, LLC
● SEC registered since 2014CRD 165699SEC# 801-79279Charlotte, NC
Reg. AUM
$502.1M
Employees
3
Accounts
288
Location
Charlotte, NC
Quantitative Process, LLC assets under management
Quantitative Process, LLC is a registered investment adviser overseen by the SEC based in Charlotte, NC. The firm has been registered since 2014. It reports $502.1 million in regulatory assets under management and employs 3 people.
Quantitative Process, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Patrick Lindsley Control | Managing Member & Chief Compliance Officer | 50-75% | 2012 |
| Richard Patrick Rogers Control | Member | 50-75% | 2013 |
Frequently asked questions
How much does Quantitative Process, LLC manage?
Quantitative Process, LLC reports $502.1 million in regulatory assets under management on its Form ADV.
How many employees does Quantitative Process, LLC have?
Quantitative Process, LLC reports 3 employees.
Where is Quantitative Process, LLC located?
Quantitative Process, LLC is based in Charlotte, NC and has been SEC-registered since 2014.
Does Quantitative Process, LLC disclose fund performance?
Quantitative Process, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10700 Sikes Place, Suite 395, Charlotte, NC 28277 |
| Phone | 888-253-3292 |
| Fax | 980-245-8991 |
| Office hours | 8a.m. - 5p.m., Meetings By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$502.1M▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$502.1Mregulatory AUM
Discretionary $217.4MNon-discretionary $284.8M