R. F. Lafferty & Co., Inc.
● SEC registered since 2016CRD 2498SEC# 801-107428New York, NY
Reg. AUM
$129.8M
Employees
80
Accounts
185
Location
New York, NY
R. F. Lafferty & Co., Inc. assets under management
R. F. Lafferty & Co., Inc. operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2016. It reports $129.8 million in regulatory assets under management and employs 80 people.
R. F. Lafferty & Co., Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Henry Hackel Control | President, Chief Compliance Officer Of Broker Dealer | Over 75% | 1980 |
| Robert Matthew Hackel Control | Vice President, Chief Compliance Officer Of Ria | Under 5% | 2010 |
Frequently asked questions
How much does R. F. Lafferty & Co., Inc. manage?
R. F. Lafferty & Co., Inc. reports $129.8 million in regulatory assets under management on its Form ADV.
How many employees does R. F. Lafferty & Co., Inc. have?
R. F. Lafferty & Co., Inc. reports 80 employees.
Where is R. F. Lafferty & Co., Inc. located?
R. F. Lafferty & Co., Inc. is based in New York, NY and has been SEC-registered since 2016.
Does R. F. Lafferty & Co., Inc. disclose fund performance?
R. F. Lafferty & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 40 Wall Street, Suite 3602, New York, NY 10005 |
| Phone | 212-293-9090 |
| Fax | 646-998-8064 |
| Office hours | 8:00 a.m. -5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$129.8M▲ 43%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 8%
More than 92% of 16,825 advisers
Assets under management
$129.8Mregulatory AUM
Discretionary $71MNon-discretionary $58.8M