Raffa Wealth Management LLC
● SEC registered since 2007CRD 136971SEC# 801-67687
Reg. AUM
$1.7B
Employees
9
Accounts
708
Location
—
Raffa Wealth Management LLC assets under management
Raffa Wealth Management LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2007. It reports $1.7 billion in regulatory assets under management and employs 9 people.
Raffa Wealth Management LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dennis Patrick Gogarty Control | Managing Member | 50-75% | 2005 |
| Dennis Patrick Gogarty Control | Chief Compliance Officer | 50-75% | 2005 |
| Thomas J. Raffa Control | Member | 25-50% | 2005 |
Frequently asked questions
How much does Raffa Wealth Management LLC manage?
Raffa Wealth Management LLC reports $1.7 billion in regulatory assets under management on its Form ADV.
How many employees does Raffa Wealth Management LLC have?
Raffa Wealth Management LLC reports 9 employees.
Does Raffa Wealth Management LLC disclose fund performance?
Raffa Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 202-955-6734 |
| Fax | 202-318-5926 |
| Office hours | 8:00 a.m. - 6:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.7B▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$1.7Bregulatory AUM
Discretionary $1.51BNon-discretionary $185.6M