Rafferty Asset Management, LLC
● SEC registered since 1997CRD 112526SEC# 801-54679New York, NY
Reg. AUM
$55.24B
Employees
45
Accounts
133
Location
New York, NY
Rafferty Asset Management, LLC assets under management
Rafferty Asset Management, LLC operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1997. It reports $55.2 billion in regulatory assets under management and employs 45 people.
Rafferty Asset Management, LLC owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Angela Mary Brickl | Chief Operating Officer, General Counsel | Under 5% | 2022 |
| Daniel Dillon O'Neill Control | Member | Under 5% | 2019 |
| Douglas Michael Yones Control | Chief Executive Officer | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Rafferty Asset Management, LLC manage?
Rafferty Asset Management, LLC reports $55.2 billion in regulatory assets under management on its Form ADV.
How many employees does Rafferty Asset Management, LLC have?
Rafferty Asset Management, LLC reports 45 employees.
Where is Rafferty Asset Management, LLC located?
Rafferty Asset Management, LLC is based in New York, NY and has been SEC-registered since 1997.
Does Rafferty Asset Management, LLC disclose fund performance?
Rafferty Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 535 Madison Ave, 37th Floor, New York, NY 10022 |
| Phone | 646-572-3390 |
| Fax | 646-572-3498 |
| Office hours | 9:00 a.m. Until 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1110547 |
| Discloses disciplinary history | No |
Regulatory AUM
$55.24B▲ 17%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 2%
Larger than 98% of 16,271 advisers
EmployeesTop 13%
More than 87% of 16,825 advisers
Assets under management
$55.24Bregulatory AUM
Discretionary $55.24B